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Question 1 reset
The ownership, management and trading functions of a stock exchange are clearly segregated in respect of
Question 2 reset
The issue of new securities to existing shareholders at a ratio to those already held is known as:
Question 3 reset
Initial Public Offering (IPO) means that an unlisted company makes to the public for the first time:
Question 4 reset
Retail individual investor' means an investor who applies or bids for securities of or for a value of not more than
Question 5 reset
As per SEBI guidelines, in a Book Building process the cap in the price band should not be more than _______ of the floor price.
Question 6 reset
As per SEBI guidelines, safety net arrangements can be made available only to all original resident individual allottees limited up to a maximum of ________ per allottee.
Question 7 reset
Red Herring Prospectus is a prospectus which does not have details of either price or number of shares being offered or the amount of issue.
Question 8 reset
A mutual fund is set up in the form of
Question 9 reset
A mutual fund has, apart from its sponsors:
Question 10 reset
The main function of an Asset Management Company is to manage the funds by making investments in various types of securities.

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